9.17 -0.01 (-0.11%)

2.6M XNAS Volume

XNAS 31 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for BGC Group Inc - Ordinary Shares - Class A

The latest disclosure was made by Linda A. Bell in BGC Group Inc - Ordinary Shares - Class A where a trade of 12,727 Class A Common Stock, par value $0.01 per share done at an average price of $9.3 was reported to US exchanges on March 4, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Linda A. Bell Director Sale or transfer of securities back to the company at price $ 9.35 per share. 04 Mar 2025 12,727 35,597 (0%) 0% 9.3 118,997 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.38 per share. 05 Feb 2025 721,590 5,616,612 (1%) 0% 9.4 6,768,514 Class A Common Stock, par value $0.01 per share
Arthur U. Mbanefo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Sep 2024 5,046 49,665 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Sep 2024 5,046 48,324 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
David Pender Richards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Sep 2024 5,046 19,552 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
David Pender Richards Director Sale of securities on an exchange or to another person at price $ 9.02 per share. 08 Aug 2024 43,893 14,506 (0%) 0% 9.0 395,915 Class A Common Stock, par value $0.01 per share
David Pender Richards Director Sale or transfer of securities back to the company at price $ 9.11 per share. 08 Aug 2024 13,063 58,399 (0%) 0% 9.1 119,004 Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Sale of securities on an exchange or to another person at price $ 8.73 per share. 06 May 2024 40,000 759,624 (0%) 0% 8.7 349,200 Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Sale of securities on an exchange or to another person at price $ 8.75 per share. 06 May 2024 118,449 641,175 (0%) 0% 8.8 1,036,429 Class A Common Stock, par value $0.01 per share
Jason W. Hauf Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 40,036 83,936 (0%) 0% - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 131,053 739,529 (0%) 0% - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 60,095 799,624 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2024 77,106 86,724 (0%) 0% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Apr 2024 1,304,864 6,338,202 (2%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Sale of securities on an exchange or to another person at price $ 0.00 per share. 02 Jan 2024 136,891 9,618 (0%) 0% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 02 Jul 2023 8,973,721 8,973,721 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 02 Jul 2023 15,756,625 94,102,129 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 02 Jul 2023 6,183,073 6,183,073 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 5,605,547 63,974,374 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 6,183,073 6,183,073 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 8,973,721 8,973,721 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 13,353,896 13,353,896 (4%) 4% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 5,033,338 5,033,338 (1%) 1% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 14,007,059 0 (0%) 4% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 19,536,969 0 (0%) 6% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 45,884,380 0 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 143,885 58,368,827 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 63,974,374 0 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 01 Jul 2023 109,858,754 109,858,754 - - Class B Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 1,328,986 1,328,986 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 43,012 43,012 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 6,258 6,258 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 136,891 136,891 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Jul 2023 136,891 0 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Jul 2023 6,258 0 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Jul 2023 43,012 0 (0%) 0% - Class A Common Stock, par value $0.01 per share
David Pender Richards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 63,299 63,299 (0%) 0% - Class A Common Stock, par value $0.01 per share
David Pender Richards Director Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Jul 2023 63,299 0 (0%) 0% - Class A Common Stock, par value $0.01 per share
Linda A. Bell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 35,404 35,404 (0%) 0% - Class A Common Stock, par value $0.01 per share
Linda A. Bell Director Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Jul 2023 35,404 0 (0%) 0% - Class A Common Stock, par value $0.01 per share
Arthur U. Mbanefo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 36,745 36,745 (0%) 0% - Class A Common Stock, par value $0.01 per share
Arthur U. Mbanefo Director Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Jul 2023 36,745 0 (0%) 0% - Class A Common Stock, par value $0.01 per share
Jason W. Hauf Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2023 43,900 43,900 (0%) 0% - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 08 Jun 2023 128,279 0 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 4.21 per share. 02 Jun 2023 150,000 136,891 (0%) 0% 4.2 631,500 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 May 2023 256,627 346,993 (0%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.61 per share. 18 May 2023 60,102 286,891 (0%) 0% 4.6 277,070 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 18 May 2023 520,380 0 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 18 May 2023 520,380 14,527,439 (4%) 0% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 18 May 2023 11,332,727 25,860,166 (8%) 3% - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 18 May 2023 5,909,963 19,950,203 (6%) 1% 4.6 27,244,929 Class A Common Stock, par value $0.01 per share
Linda A. Bell Director Sale or transfer of securities back to the company at price $ 4.59 per share. 18 Apr 2023 21,786 35,404 (0%) 0% 4.6 99,998 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 16 Apr 2023 619,532 58,224,942 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2023 128,279 128,279 - - BGC Holdings Exchangeable Limited Partnership Interests
Martin Laguerre Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jan 2023 16,355 16,355 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
David Pender Richards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2022 13,263 62,777 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2022 13,263 57,190 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Arthur U. Mbanefo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2022 13,263 36,745 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 25 Oct 2022 353,340 57,605,410 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 11 Aug 2022 135,514 0 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 17 May 2022 480,175 57,252,070 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2022 135,514 135,514 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 22 Dec 2021 2,011,731 16,018,790 (5%) 0% - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Dec 2021 90,366 90,366 (0%) 0% - Class A Common Stock, par value $0.01 per share
William J. Moran Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Nov 2021 10,661 101,675 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen T. Curwood Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Nov 2021 10,661 67,661 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
David Pender Richards Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Nov 2021 10,661 49,514 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Nov 2021 10,661 43,927 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Arthur U. Mbanefo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Nov 2021 10,661 23,482 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Oct 2021 1,640,871 56,771,895 - - BGC Holdings Exchangeable Limited Partnership Interests
Arthur U. Mbanefo Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Oct 2021 12,821 12,821 (0%) 0% 0 Class A common stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Jun 2021 520,380 520,380 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Jun 2021 202,322 14,413,753 (4%) 0% - Class A common stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Jun 2021 88,636 14,616,075 (4%) 0% - Class A common stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Jun 2021 520,380 14,527,439 (4%) 0% - Class A common stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 5.29 per share. 29 Apr 2021 108,350 0 (0%) 0% 5.3 573,172 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Apr 2021 108,350 108,350 (0%) 0% - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 08 Apr 2021 62,211 123,713 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 Mar 2021 2,768,060 55,131,024 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Feb 2021 123,713 185,924 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Aug 2020 457,514 62,211 - - BGC Holdings Exchangeable Limited Partnership Interests
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Jul 2020 883,348 0 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Jul 2020 174,765 0 - - BGC Holdings Exchangeable Limited Partnership Interests
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2020 17,422 91,014 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2020 17,422 57,000 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
David Richards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2020 17,422 38,224 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Jun 2020 17,422 33,266 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Mar 2020 185,300 174,765 - - BGC Holdings Exchangeable Limited Partnership Interests
Shaun D. Lynn President Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 883,348 883,348 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 519,725 519,725 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 250,065 360,065 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2020 110,000 110,000 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Oct 2019 3,170 10,988,361 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2019 4,505 10,991,531 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Jun 2019 19,608 10,996,993 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Jun 2019 10,680 10,974,380 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 Jun 2019 19,418 10,985,060 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2019 9,746 73,592 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2019 9,746 39,578 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
David Richards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2019 9,746 20,802 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2019 9,746 15,844 (0%) 0% 0 Class A common stock, par value $0.01 per share
Stephen M. Merkel EVP and General Counsel Sale or transfer of securities back to the company at price $ 5.30 per share. 27 Mar 2019 233,172 0 (0%) 0% 5.3 1,235,812 Class A Common Stock, par value $0.01 per share
Linda A. Bell None Sale of securities on an exchange or to another person at price $ 5.70 per share. 18 Mar 2019 17,887 6,098 (0%) 0% 5.7 102,027 Class A common stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 05 Mar 2019 8,980 10,927,857 (3%) 0% 6.2 56,035 Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Mar 2019 750,308 0 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt COO and Interim CFO Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Mar 2019 139,265 0 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP and General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2019 93,560 233,172 (0%) 0% - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 750,308 750,308 - - BGC Holdings Exchangeable Limited Partnership Interests
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 139,265 139,265 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2018 113,032 139,612 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2018 712,907 761,652 (0%) 0% 0 Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2018 712,907 0 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2018 10,323,366 45,122,728 (0%) 0% 0 Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2018 10,323,366 0 (0%) 3% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2018 53,368 10,881,211 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2018 2,079 10,934,579 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2018 8,150 10,936,658 (3%) 0% 0 Class A Common Stock, par value $0.01 per share
Sean Galvin Chief Accounting Officer Purchase of securities on an exchange or from another person at price $ 11.08 per share. 29 Oct 2018 20,000 20,000 (0%) 0% 11.1 221,600 Class A common stock, par value $0.01 per share
William J. Moran None Purchase of securities on an exchange or from another person at price $ 11.09 per share. 02 Aug 2018 10,000 63,846 (0%) 0% 11.1 110,900 Class A Common Stock, par value $0.01 per share
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2018 4,030 53,846 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2018 4,030 29,832 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
David Richards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2018 4,030 11,056 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2018 4,030 23,985 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 22 May 2018 4,888 26,580 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 22 May 2018 960 31,468 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 03 May 2018 2,015 5,548 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 03 May 2018 1,712,149 14,154,507 (5%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 03 May 2018 114,836 2,923,779 (1%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 03 May 2018 205,813 2,936,905 (1%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 03 May 2018 336,072 631,046 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 03 May 2018 3,711,675 21,671,429 (7%) 1% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Other type of transaction at price $ 0.00 per share. 03 May 2018 6,258 6,258 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Other type of transaction at price $ 0.00 per share. 03 May 2018 9,342 32,428 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 02 Apr 2018 110,000 0 - - BGC Holdings, L.P. Exchangeable PSU Limited Partnership Inte
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 12 Mar 2018 979,344 12,442,358 (4%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2018 4,000 32,136 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2018 3,300 36,136 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2018 110,000 110,000 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2018 790 23,086 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2018 2,250 23,876 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2018 5,660 26,126 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 28 Feb 2018 350 31,786 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 26 Feb 2018 7,883 24,870,684 (9%) 0% 13.2 103,819 Class A Common Stock, par value $0.01 per share
David Richards None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Dec 2017 4,603 7,026 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 29 Nov 2017 1,000,000 0 - - Stock Option (Right to Buy)
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 29 Nov 2017 1,000,000 12,315,566 (4%) 0% 10.8 10,820,000 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 29 Nov 2017 852,552 11,463,014 (4%) 0% 16.2 13,845,444 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 07 Nov 2017 1,179,788 36,549,932 - - BGC Holdings Exchangeable Limited Partnership Interests
John H. Dalton None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 04 Oct 2017 7,085 0 - - Stock Option (Right to Buy)
John H. Dalton None Exercise or conversion of derivative security received from the company (such as an option) at price $ 10.23 per share. 04 Oct 2017 7,085 139,622 (0%) 0% 10.2 72,480 Class A Common Stock, par value $0.01 per share
John H. Dalton None Gift of securities by or to the insider at price $ 0.00 per share. 04 Oct 2017 7,085 132,537 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
John H. Dalton None Gift of securities by or to the insider at price $ 0.00 per share. 04 Oct 2017 7,085 15,040 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell None Sale of securities on an exchange or to another person at price $ 14.70 per share. 02 Oct 2017 13,650 19,955 (0%) 0% 14.7 200,678 Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2017 4,136 132,537 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2017 4,136 49,816 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2017 4,136 25,802 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jun 2017 4,136 33,605 (0%) 0% 0 Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 11.07 per share. 02 Feb 2017 167,654 5,368 (0%) 0% 11.1 1,855,930 Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Nov 2016 748,936 11,366,630 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Nov 2016 800,000 12,115,566 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Nov 2016 800,000 0 - - Stock Option (Right to Buy)
John H. Dalton None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Nov 2016 7,534 0 - - Stock Option (Right to Buy)
John H. Dalton None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Nov 2016 7,534 135,935 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Gift of securities by or to the insider at price $ 0.00 per share. 10 Nov 2016 7,534 128,401 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Gift of securities by or to the insider at price $ 0.00 per share. 10 Nov 2016 7,534 7,955 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 07 Nov 2016 624,762 35,363,486 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Sep 2016 16,634 39,436 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Sep 2016 4,131 0 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2016 602 4,467,454 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2016 1,584 29,585 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2016 1,156,310 11,315,566 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2016 2,228,860 27,412,581 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2016 32,931 4,468,056 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2016 188,223 2,731,092 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Sep 2016 93,816 2,808,943 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 23 Sep 2016 5,500 56,002 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Other type of transaction at price $ 0.00 per share. 23 Sep 2016 16,634 56,070 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 23 Sep 2016 6,000 50,002 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Other type of transaction at price $ 0.00 per share. 23 Sep 2016 4,131 4,131 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 23 Sep 2016 2,816 39,436 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 23 Sep 2016 7,750 42,252 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chief Executive Officer, Ten Percent Owner 16 Aug 2016 36,405 29,371,402 - - Class A Common Stock, par value $0.01 per share
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 5,650 45,680 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 5,650 128,401 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 5,650 21,666 - - Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 22 Jun 2016 5,650 29,469 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 09 Mar 2016 232,597 10,412,016 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 09 Mar 2016 250,000 10,644,613 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 09 Mar 2016 250,000 0 - - Stock Option (Right to Buy)
Stephen T. Curwood None Sale or transfer of securities back to the company at price $ 0.00 per share. 08 Mar 2016 4,000 16,016 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 24 Feb 2016 1,040,760 1,040,760 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 24 Feb 2016 851,531 851,531 - - BGC Holdings Exchangeable PPSU Limited Partnership Interests
Anthony Graham Sadler Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 24 Feb 2016 30,794 21,010 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 19 Feb 2016 431,782 173,022 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Feb 2016 58,617 35,049,308 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Feb 2016 5,000,000 30,049,308 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Feb 2016 970,639 29,078,669 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 23 Dec 2015 650 181,502 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 23 Dec 2015 120,000 61,502 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Dec 2015 1,855,535 10,394,613 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Dec 2015 115,443 2,715,127 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Dec 2015 206,902 2,542,869 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Dec 2015 1,949 28,001 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Dec 2015 2,503,522 23,493,516 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Other type of transaction at price $ 0.00 per share. 21 Dec 2015 21,746 203,898 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Dec 2015 6,357 0 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 21 Dec 2015 21,746 182,152 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Other type of transaction at price $ 0.00 per share. 21 Dec 2015 6,357 6,357 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 04 Nov 2015 1,775,481 34,697,576 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2015 8,536 0 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 29 Oct 2015 6,983 0 - - BGC Holdings Exchangeable PPSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jul 2015 8,536 8,536 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Jul 2015 6,983 6,983 - - BGC Holdings Exchangeable PPSU Limited Partnership Interests
Albert M. Weis None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Jul 2015 10,000 0 - - Stock Option (Right to Buy)
Albert M. Weis None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Jul 2015 10,000 310,418 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jul 2015 10,000 0 - - Stock Option (Right to Buy)
John H. Dalton None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Jul 2015 10,000 132,751 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 17 Jul 2015 9,579 123,172 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Gift of securities by or to the insider at price $ 0.00 per share. 17 Jul 2015 421 122,751 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Gift of securities by or to the insider at price $ 0.00 per share. 17 Jul 2015 421 421 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 08 Jun 2015 4,000 20,016 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 05 Jun 2015 25,748,294 25,748,294 - - Exchange Right
Albert M. Weis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2015 5,476 300,418 - - Class A Common Stock, par value $0.01 per share
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2015 5,476 40,030 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2015 5,476 122,751 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2015 5,476 24,016 - - Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jun 2015 5,476 23,819 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 13 Apr 2015 24,042,599 36,314,311 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2015 78,571 78,571 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Jan 2015 78,571 0 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2015 64,286 64,286 - - BGC Holdings Exchangeable PPSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Jan 2015 64,286 0 - - BGC Holdings Exchangeable PPSU Limited Partnership Interests
Stephen M. Merkel EVP, General Counsel and Secy Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Jan 2015 16,354 119,166 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 14 Jan 2015 1,280 138,000 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 14 Jan 2015 1,280 136,720 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secy Gift of securities by or to the insider at price $ 0.00 per share. 14 Jan 2015 1,280 135,520 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 17 Dec 2014 7,600 18,740 - - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Dec 2014 42,500 95,147 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secre Gift of securities by or to the insider at price $ 0.00 per share. 28 Aug 2014 3,000 139,208 - - Class A Common Stock, par value $0.01 per share
Linda A. Bell None Sale of securities on an exchange or to another person at price $ 0.00 per share. 20 Aug 2014 2,471 19,343 - - Class A Common Stock, par value $0.01 per share
Linda A. Bell None Sale of securities on an exchange or to another person at price $ 0.00 per share. 20 Aug 2014 300 18,343 - - Class A Common Stock, par value $0.01 per share
Linda A. Bell None Sale of securities on an exchange or to another person at price $ 0.00 per share. 20 Aug 2014 700 18,643 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Jul 2014 1,857,743 12,235,154 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Jul 2014 3,142,257 37,045,689 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 21 Jul 2014 3,142,257 33,903,432 - - BGC Holdings Exchangeable Limited Partnership Interests
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Jul 2014 3,900 109,775 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Jul 2014 5,000 114,775 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Jul 2014 2,500 117,275 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Jun 2014 4,800 26,340 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2014 7,143 293,275 - - Class A Common Stock, par value $0.01 per share
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2014 7,143 35,554 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2014 7,143 105,875 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2014 7,143 31,140 - - Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jun 2014 7,143 21,814 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secre Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Feb 2014 14,689 142,208 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Feb 2014 424,347 1,060,537 - - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Feb 2014 157,833 137,647 - - Class A Common Stock, par value $0.01 per share
Anthony Graham Sadler Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Feb 2014 39,972 83,473 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2013 2,000 24,197 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2013 3,600 32,197 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2013 6,200 26,197 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 20 Sep 2013 553,406 1,484,884 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 30 Jul 2013 2,449,312 0 - - BGC Holdings Exchangeable PSU Limited Partnership Interestes
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 30 Jul 2013 851,686 12,027,689 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 30 Jul 2013 3,905,654 12,879,375 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Secre Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Jul 2013 45,782 182,892 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Jul 2013 740,842 0 - - BGC Holdings Exchangeable Limited Partnership Interestes
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Jul 2013 466,855 2,018,290 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2013 2,479,777 2,485,145 - - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2013 349,136 360,126 - - Class A Common Stock, par value $0.01 per share
Sean A. Windeatt Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Jul 2013 64,646 295,480 - - Class A Common Stock, par value $0.01 per share
Anthony Graham Sadler Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2013 151,496 151,496 - - Class A Common Stock, par value $0.01 per share
Anthony Graham Sadler Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 30 Jul 2013 28,051 123,445 - - Class A Common Stock, par value $0.01 per share
Linda A. Bell None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jul 2013 11,200 14,671 - - Class A Common Stock, par value $0.01 per share
William J. Moran None Grant, award, or other acquisition of securities at price $ 0.00 per share. 25 Jun 2013 12,411 27,411 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jun 2013 5,000 98,732 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jun 2013 5,000 93,732 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2013 9,140 266,132 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 5,000 286,132 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 5,000 281,132 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Jun 2013 10,000 276,132 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2013 9,140 88,732 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Jun 2013 9,140 35,797 - - Class A Common Stock, par value $0.01 per share
Barry R. Sloane None Sale or transfer of securities back to the company at price $ 0.00 per share. 05 Apr 2013 7,193 19,464 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 31 Dec 2012 325,000 9,382,236 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 31 Dec 2012 2,977 9,379,259 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 31 Dec 2012 4,685 9,374,574 - - Class A Common Stock, par value $0.01 per share
Barry R. Sloane None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Dec 2012 15,198 26,657 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Dec 2012 15,198 256,992 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, Gen Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Dec 2012 60,606 60,606 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen M. Merkel EVP, Gen Counsel & Secretary Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Dec 2012 60,606 60,606 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen M. Merkel EVP, Gen Counsel & Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Dec 2012 60,606 63,975 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, Gen Counsel & Secretary Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 17 Dec 2012 30,109 33,478 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, Gen Counsel & Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 17 Dec 2012 33,478 0 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Dec 2012 15,198 79,592 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Dec 2012 15,198 26,657 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Jul 2012 5,000 231,794 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Jul 2012 5,000 236,794 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 31 Jul 2012 5,000 241,794 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2012 5,000 221,794 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2012 5,000 226,794 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 04 May 2012 34,160 35,786,608 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 04 May 2012 2,449,312 2,449,312 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 22 Mar 2012 10,919 11,459 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 13 Mar 2012 886,569 35,169,615 - - BGC Holdings Exchangeable Limited Partnership Interests
Stephen M. Merkel EVP, Gen Counsel & Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Mar 2012 35,205 39,464 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, Gen Counsel & Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 13 Mar 2012 6,318 0 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 14 Feb 2012 1,231,396 8,973,721 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 14 Feb 2012 3,220,781 9,536,901 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Other type of transaction at price $ 0.00 per share. 14 Feb 2012 35,205 74,669 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Other type of transaction at price $ 0.00 per share. 14 Feb 2012 6,318 6,318 - - Class A Common Stock, par value $0.01 per share
Barry R. Sloane None Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Jan 2012 2,928 11,459 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Dec 2011 565,178 565,178 - - BGC Holdings Exchangeable PSU Limited Partnership Interests
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 30 Dec 2011 938,000 727,897 - - BGC Holdings Exchangeable Founding Partner Interests
Barry R. Sloane None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 8,532 14,387 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 8,532 216,794 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 8,532 64,394 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2011 8,532 22,378 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2011 11,000 33,000 - - Option to Purchase Class A Common Stock, par value $0.01
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2011 11,000 44,884 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Jul 2011 9,038 35,846 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2011 4,219 12,655 - - Option to Purchase Class A Common Stock, par value $0.01
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jul 2011 4,219 7,491 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Jul 2011 3,482 4,009 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2011 11,000 44,000 - - Option to Purchase Class A Common Stock, par value $0.01
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2011 11,000 42,987 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Jun 2011 9,103 33,884 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2011 4,219 16,874 - - Option to Purchase Class A Common Stock, par value $0.01
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2011 4,219 6,778 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Jun 2011 3,506 3,272 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 May 2011 42,527 6,766,038 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 May 2011 15,904 10,021,753 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 May 2011 150,000 6,766,038 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 May 2011 512,000 9,509,753 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 May 2011 512,000 7,306,074 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 May 2011 1,767,428 7,742,325 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 31 May 2011 1,767,428 9,073,502 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 26 May 2011 10,434 10,037,657 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2011 11,000 40,881 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 16 May 2011 8,894 31,987 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2011 11,000 55,000 - - Option to Purchase Class A Common Stock, par value $0.01
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2011 4,219 21,093 - - Option to Purchase Class A Common Stock, par value $0.01
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 May 2011 4,219 6,003 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 16 May 2011 3,444 2,559 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 05 May 2011 9,000,000 47,279,178 - - BGC Holdings Exchange-able Limited Partnership Interests
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 05 May 2011 9,000,000 38,279,178 - - BGC Holdings Exchange-able Limited Partnership Interests
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 05 May 2011 9,000,000 34,799,362 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 05 May 2011 9,000,000 6,766,038 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Sale of securities on an exchange or to another person at price $ 0.00 per share. 18 Apr 2011 7,991 13,846 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2011 11,000 27,430 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Apr 2011 8,624 18,806 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2011 11,000 66,000 - - Option to Purchase Class A Common Stock, par value $0.01
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2011 4,219 25,312 - - Option to Purchase Class A Common Stock, par value $0.01
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Apr 2011 4,219 5,092 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Apr 2011 3,308 1,784 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 16 Mar 2011 53,300 6,760,434 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Mar 2011 8,723 16,430 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Mar 2011 11,000 77,000 - - Option to Purchase Class A Common Stock, par value $0.01
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Mar 2011 11,000 25,153 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Mar 2011 4,219 4,219 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Mar 2011 3,346 873 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Mar 2011 4,219 29,531 - - Option to Purchase Class A Common Stock, par value $0.01
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Mar 2011 600 6,703,690 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 11 Mar 2011 3,444 6,707,134 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Sale or transfer of securities back to the company at price $ 0.00 per share. 23 Feb 2011 2,332 14,153 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 23 Feb 2011 895 0 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 17 Feb 2011 1,500,000 10,048,091 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 17 Feb 2011 1,500,000 0 - - Option to Purchase Class A Common Stock, par value $0.01
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2011 11,000 88,000 - - Option to Purchase Class A Common Stock, par value $0.01
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2011 11,000 25,153 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Feb 2011 8,668 16,485 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2011 4,219 4,219 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 15 Feb 2011 3,324 895 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Feb 2011 4,219 33,750 - - Option to Purchase Class A Common Stock, par value $0.01
Stephen M. Merkel EVP, General Counsel and Sec. Sale or transfer of securities back to the company at price $ 0.00 per share. 25 Jan 2011 2,332 14,153 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 25 Jan 2011 895 0 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Jan 2011 11,000 99,000 - - Option to Purchase Class A Common Stock, par value $0.01
Stephen M. Merkel EVP, General Counsel and Sec. Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Jan 2011 11,000 25,153 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, General Counsel and Sec. Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 18 Jan 2011 8,668 16,485 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Jan 2011 4,219 4,219 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Payment of exercise price or tax liability using portion of securities received from the company at price $ 0.00 per share. 18 Jan 2011 3,324 895 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 18 Jan 2011 4,219 37,969 - - Option to Purchase Class A Common Stock, par value $0.01
Barry R. Sloane None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Dec 2010 5,855 13,846 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Dec 2010 5,855 188,262 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Dec 2010 5,855 55,662 - - Class A Common Stock, par value $0.01 per share
Stephen T. Curwood None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Dec 2010 5,855 21,837 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 23 Nov 2010 9,607 8,548,091 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 17 Nov 2010 1,489,338 47,279,371 - - BGC Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 03 Nov 2010 13,668 6,695,981 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 30 Sep 2010 87,817 6,684,431 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 20 Sep 2010 50,366 6,596,614 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 27 Aug 2010 188,976 45,439,433 - - BGC Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 27 Aug 2010 25,200 45,464,633 - - BGC Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 27 Aug 2010 325,400 45,790,033 - - BGC Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 16 Aug 2010 200,000 45,250,457 - - BGC Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 16 Aug 2010 194,050 6,539,912 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 16 Aug 2010 200,000 6,739,912 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 16 Aug 2010 200,000 6,539,912 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2010 1,500 48,307 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2010 1,000 49,307 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2010 500 49,807 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2010 2,000 42,807 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2010 2,000 44,807 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Jul 2010 2,000 46,807 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 May 2010 3,500,000 6,788,190 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 28 May 2010 3,500,000 44,763,321 - - BGC Holdings Exchangeable Limited Partnership Interests
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 May 2010 10,000 157,407 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 May 2010 10,000 167,407 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 May 2010 5,000 172,407 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 May 2010 10,000 182,407 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman and CEO, Ten Percent Owner 06 May 2010 600,000 6,788,190 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 06 Apr 2010 168,414 44,763,321 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 06 Apr 2010 77,296 44,516,011 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 06 Apr 2010 78,896 44,594,907 - - BGC Holdings Exchangeable Limited Partnership Interests
Shaun D. Lynn President Sale or transfer of securities back to the company at price $ 0.00 per share. 26 Mar 2010 500,000 0 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO 16 Mar 2010 200,000 6,892,550 - - Class A Common Stock, par value $0.01 per share
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Feb 2010 500,000 2,015,898 - - Exchange Rights Related to BGC Holdings Founding Partner Int
Shaun D. Lynn President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 22 Feb 2010 500,000 500,000 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, GC and Secretary Gift of securities by or to the insider at price $ 0.00 per share. 03 Feb 2010 1,000 8,872 - - Class A Common Stock, par value $0.01 per share
Barry R. Sloane None Sale of securities on an exchange or to another person at price $ 0.00 per share. 14 Dec 2009 7,991 5,855 - - Class A Common Stock, par value per $0.01 per share
Barry R. Sloane None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2009 7,991 7,991 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2009 7,991 17,907 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2009 7,991 17,907 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 04 Dec 2009 1,480 44,158,192 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 04 Dec 2009 54,792 44,212,984 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 04 Dec 2009 14,360 44,227,344 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 24 Sep 2009 2,700,000 26,448,107 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 24 Sep 2009 2,700,000 9,209,946 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2009 4,700 129,200 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 May 2009 300 129,500 - - Class A Common Stock, par value per $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 07 May 2009 1,000,000 29,148,107 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & CEO, Ten Percent Owner 07 May 2009 1,000,000 7,150,889 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Mar 2009 1,100 22,900 - - Class A Common Stock, par value $0.01 per shar
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Feb 2009 10,000 104,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Feb 2009 10,000 114,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Feb 2009 10,000 124,500 - - Class A Common Stock, par value per $0.01 per share
Barry R. Sloane None Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Feb 2009 3,421 0 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel EVP, GC and Secretary Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Dec 2008 5,162 15,485 - - Class A Common Stock, par value per $0.01 per share
Catherine P. Koshland None Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Dec 2008 3,421 13,337 - - Class A Common Stock, par value per $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Dec 2008 1,300 21,800 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2008 9,916 9,916 - - Class A Common Stock, par value $0.01 per share
Barry R. Sloane None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2008 9,916 9,916 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2008 9,916 9,916 - - Class A Common Stock, par value $0.01 per share
Catherine P. Koshland None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2008 9,916 9,916 - - Class A Common Stock, par value per $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Dec 2008 1,700,000 30,148,107 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Dec 2008 125,000 8,557,698 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Dec 2008 121,875 6,535,456 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Dec 2008 1,700,000 8,235,456 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Dec 2008 1,000,000 6,716,180 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Dec 2008 50,000 6,666,180 - - Class A Common Stock, par value $0.01 per share
Lee M Amaitis Director, Co-Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Dec 2008 484,445 1,000,000 - - Class A Common Stock, par value $0.01 per share
Lee M Amaitis Director, Co-Chief Executive Officer Gift of securities by or to the insider at price $ 0.00 per share. 01 Dec 2008 1,000,000 0 - - Class A Common Stock, par value $0.01 per share
Lee M Amaitis Director, Co-Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Dec 2008 484,445 2,675,770 - - BGC Holdings Exchangeable Founding Partner Interests
Howard W. Lutnick Director, Chairman and Co-CEO, Ten Percent Owner 03 Oct 2008 204,456 7,111,555 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Sep 2008 2,300 20,500 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Sep 2008 15,000 94,500 - - Class A Common Stock, par value per $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Sep 2008 2,000 18,200 - - Class A common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 11 Sep 2008 2,000 16,200 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Sep 2008 5,000 64,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Sep 2008 10,000 74,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Sep 2008 5,000 79,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Aug 2008 14,500 59,500 - - Class A Common Stock, par value per $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 27 Jun 2008 700 14,900 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jun 2008 5,000 40,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jun 2008 3,900 44,400 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Jun 2008 600 45,000 - - Class A Common Stock, par value per $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jun 2008 700 2,900 - - Class A Common Stock, par value $0.01 per share (1)
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jun 2008 1,300 4,200 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jun 2008 2,000 6,200 - - Class A Common Stock, par value $0.01 per share
John H. Dalton None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 24 Jun 2008 8,000 14,200 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 10 Jun 2008 300 8,682,698 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 10 Jun 2008 3,926,178 6,907,099 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel Exe. VP, Gen Counsel & Sec Gift of securities by or to the insider at price $ 0.00 per share. 10 Jun 2008 135 251,236 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel Exe. VP, Gen Counsel & Sec Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Jun 2008 175,000 76,236 - - Class A Common Stock, par value $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Jun 2008 10,000 35,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2008 10,000 20,500 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2008 400 20,900 - - Class A Common Stock, par value per $0.01 per share
Albert M. Weis None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 May 2008 4,600 25,500 - - Class A Common Stock, par value per $0.01 per share
Ronald J. Juvonen Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 May 2008 123,100 4,365,191 - - Class A common stock, $0.01 par value
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 12,350,307 31,848,107 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 67,069,530 67,069,530 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 19,894,124 47,175,406 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 13,474,484 33,700,922 - - BGC Holdings Exchangeable Limited Partnership Interests
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 7,742,325 8,682,998 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 5,732,159 5,732,159 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 9,618,764 11,357,807 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman & Co-CEO, Ten Percent Owner 01 Apr 2008 8,334 11,349,473 - - Class A Common Stock, par value $0.01 per share
Lee M Amaitis Director, Co-Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2008 3,160,215 3,160,215 - - BGC Holdings Exchangeable Founding Partner Interests
Lee M Amaitis Director, Co-Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2008 412,043 515,555 - - Class A Common Stock, par value $0.01 per share
Stephen M. Merkel Exe. VP, Gen Counsel & Sec Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2008 235,683 251,369 - - Class A Common Stock, par value $0.01 per share
Robert K. West Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Apr 2008 11,387 11,387 - - Class A Common Stock, par value $0.01 per share
Barry R. Sloane None Sale of securities on an exchange or to another person at price $ 0.00 per share. 29 Feb 2008 4,070 3,421 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chair, CEO and President, Ten Percent Owner 14 Feb 2008 460,757 21,236,175 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman, CEO and President, Ten Percent Owner 18 Jan 2008 1,000,000 19,497,800 - - Class B Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman, CEO and President, Ten Percent Owner 18 Jan 2008 15,000 940,673 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman, CEO and President, Ten Percent Owner 18 Jan 2008 50,000 21,766,905 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman, CEO and President, Ten Percent Owner 18 Jan 2008 14,416 21,752,489 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman, CEO and President, Ten Percent Owner 18 Jan 2008 1,000,000 21,752,489 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman, CEO and President, Ten Percent Owner 18 Jan 2008 29,915 21,722,574 - - Class A Common Stock, par value $0.01 per share
Howard W. Lutnick Director, Chairman, CEO and President, Ten Percent Owner 18 Jan 2008 21,368 21,701,206 - - Class A Common Stock, par value $0.01 per share
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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